Iiroc.ca


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Domain Informations

Iiroc.ca lookup results from whois.ca.fury.ca server:
  • Domain created: 2007-11-20T16:57:19Z
  • Domain updated: 2024-11-05T13:41:03Z
  • Domain expires: 2025-11-20T05:00:00Z 0 Years, 360 Days left
  • Website age: 17 Years, 5 Days
  • Registrar Domain ID: D616299-CIRA
  • Registrar Url: www.easydns.ca
  • Registrar WHOIS Server: whois.ca.fury.ca
  • Registrar Abuse Contact Email: [email protected]
  • Registrar Abuse Contact Phone: +1.4165358672
  • Name server:
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    • tim.ns.cloudflare.com

Network
  • inetnum : 104.16.0.0 - 104.31.255.255
  • name : CLOUDFLARENET
  • handle : NET-104-16-0-0-1
  • status : Direct Allocation
  • created : 2010-07-09
  • changed : 2021-07-01
  • desc : All Cloudflare abuse reporting can be done via https://www.cloudflare.com/abuse,Geofeed: https://api.cloudflare.com/local-ip-ranges.csv
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Host Informations

  • IP address: 104.19.164.91
  • Location: United States
  • Latitude: 37.751
  • Longitude: -97.822
  • Timezone: America/Chicago

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Websites Listing

We found Websites Listing below when search with iiroc.ca on Search Engine

IIROC

2022-03-03  · The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their …

Iiroc.ca

Contact Us | IIROC Services

10 rows  · Investment Industry Regulatory Organization of Canada (IIROC) Suite 2000, 121 …

Iirocservices.iiroc.ca

Client mail | IIROC

A Dealer Member’s hold‑mail account procedures for retail clients must, at a minimum, include the following provisions: a requirement that the Dealer Member obtain written authorization from the client to “hold mail”, a requirement that limits the length of time that a “hold mail” order may remain in force for no longer than six months, in any 12 month period, and a rule requiring ...

Iiroc.ca

Log in - IIROC Services | IIROC Services

Forgot your password? Copyright © 2022 Investment Industry Regulatory Organization of Canada.

Iirocservices.iiroc.ca

Enforcement Notice - Decision 22-0033 - IIROC Sanctions ...

2022-03-04  · The Hearing Panel's decision will be made available at www.iiroc.ca. IIROC formally initiated the ... Director, Enforcement Litigation, 416-943-5789, [email protected]; Media Contact : Julia ...

Newswire.ca

About IIROC | IIROC

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.

Iiroc.ca

Downloads / Contact - IIROC 2019/20 Annual Report

Email: [email protected] Office Locations. Toronto (Head Office) 121 King Street West Suite 2000 Toronto, Ontario M5H 3T9. Tel: (416) 364-6133 Fax: (416) 364-0753. Montréal. 525 Viger Avenue West, Suite 601 Montréal, Québec H2Z 0B2 . Tel: (514) 878-2854 Fax: (514) 878-3860. Calgary. Bow Valley Square 3 255-5th Avenue S.W., Suite 800 Calgary, Alberta T2P 3G6. Tel: (403) …

Annualreport.iiroc.ca

Downloads / Contact - IIROC 2020-21 Annual Report

Vancouver. Royal Centre 1055 West Georgia Street Suite 2800 P.O. Box 11164 Vancouver, B.C. V6E 3R5. Tel: (604) 683-6222 Fax: (604) 683-3491

Annualreport.iiroc.ca

Enforcement Notice - Hearing - IIROC to Hear a Settlement ...

2022-02-22  · For more information, visit www.iiroc.ca. ... Director, Enforcement Litigation, 416-943-5789, [email protected]; Media Contact: Julia …

Newswire.ca

Provisions Respecting Regulation of Short Sales and Failed ...

E-mail: [email protected]. 11-0075. February 25, 2011. Provisions Respecting Regulation of Short Sales and Failed Trades . Summary . This IIROC Notice provides notice that, on January 27, 2011, the Board of Directors (“Board”) of the Investment Industry Regulatory Organization of Canada (“IIROC”) approved the publication for comment of proposed amendments (“Proposed …

Docs.iiroc.ca

Guidelines for the review, supervision and retention of ...

[email protected]. 11-0349 ; December 7, 2011 ; Guidelines for the review, supervision and retention of advertisements, sales literature and correspondence . This Notice replaces Member Regulation Notice MR0281 , Guidelines for the Review of Advertisements, Sales Literature and Correspondence (“Notice MR0281”), issued on April 12, 2004, and is effective immediately. …

Docs.iiroc.ca

| IIROC Services

Your password has been reset. Please click here to Log in.. Copyright © 2022 Investment Industry Regulatory Organization of Canada.

Iirocservices.iiroc.ca

IIROC Restricted Dealer Member Proposal - FAIR Canada

2012-10-11  · Sent via e-mail to: [email protected]. Richard Corner Vice President, Dealer Member Policy Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street West Toronto, ON M5H 3T9 Sent via e-mail to: [email protected]. Re: Request for Comments: IIROC Concept Proposal – Restricted Dealer Member Proposal . FAIR Canada is pleased to offer …

Faircanada.ca

Forgot your password? | IIROC Services

Enter your user id below and we'll send you a link to reset your password. User ID. Email Link.

Iirocservices.iiroc.ca

Lost Password - eft.iiroc.ca

Lost Password. Username: E-Mail: Return to login page.

Eft.iiroc.ca

Notice of Basis Order

Email Address: * Details of Client Order: Date/Time of Receipt: * 24 hour clock: Transaction: * Buy Sell Underlying Index: * S&P/TSX 60 S&P/TSX Energy S&P/TSX Gold Other (specify) Order Size: * Equity Basket Notional Amount ETF Volume Details of Offsetting Hedge Transaction

Basis.iiroc.ca

Enforcement's Strategic Initiatives

Since 2017, every province and territory has taken action to enhance IIROC’s enforcement powers. IIROC now has fine collection authority across the country. Authority to collect fines; Collect and present evidence; Statutory immunity for IIROC; IIROC’S Current Legal Authority Across Canada; Province / Territory Date / Legal Authority; Yukon: November 2018: collect …

Enforcementreports.iiroc.ca

IIROC Outsourcing Arrangements - FAIR Canada

2012-10-22  · Sent via e-mail to: [email protected]. Richard J. Corner Vice President, Member Regulation Policy 121 King Street West, Suite 2000 Toronto, ON M5H 3T9 Sent via e-mail to: [email protected]. RE: Draft Guidance Regarding Outsourcing Arrangements FAIR Canada is pleased to offer brief comments on the request for comments on the draft guidance note …

Faircanada.ca

GUIDANCE NOTE 3400-1 - Investment Industry Regulatory ...

IIROC recognizes that procedures will vary from firm to firm depending upon the nature of the firm’s business, its size, clientele and the markets in which it does business. While some Dealer Members do not engage in corporate finance or investment banking activities, all Dealer Members should be mindful of the need to contain inside information which may come into the …

Docs.iiroc.ca

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